SFC Licences of LAW Hoi Ying, Sara 羅凱盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 08 June 2010 | 10 May 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 12 July 2005 | 08 June 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 01 April 2003 | 05 November 2003 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 05 November 2003 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 01 April 2003 | 05 November 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 6 | 01 April 2003 | 05 November 2003 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 05 November 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |