SFC licenceholder AHY113 TSE Yee Hin, Tony 謝宇軒

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [1] (Dealing in Securities) 15 August 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 06 October 2014
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO [6] (Advising on Corporate Finance) 20 August 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 31 July 2014 06 October 2014
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 31 July 2014 20 August 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 December 2012 30 June 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 03 December 2012 10 December 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 June 2011 31 August 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 17 May 2011 15 June 2011
Mason Securities Limited 茂宸證券有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 16 March 2011 06 April 2011
Mason Securities Limited 茂宸證券有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 20 January 2011 16 March 2011
China Everbright Capital Limited 中國光大融資有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 08 October 2009 14 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 08 October 2009 13 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 August 2009 08 October 2009
China Everbright Capital Limited 中國光大融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 11 August 2009 08 October 2009
Central China International Capital Limited 中州國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 24 July 2009 29 July 2009
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2005 01 March 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2005 24 November 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2003 05 July 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE [9] (Asset Management) 01 April 2003 15 February 2005