SFC Licences of TSE Yee Hin, Tony 謝宇軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO 1 15 August 2019
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO 6 20 August 2014
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO 1 06 October 2014 28 December 2020
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 31 July 2014 06 October 2014
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 31 July 2014 20 August 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 10 December 2012 30 June 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 10 December 2012 30 June 2014
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 03 December 2012 10 December 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 03 December 2012 10 December 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 15 June 2011 31 August 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 15 June 2011 31 August 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 17 May 2011 15 June 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 17 May 2011 15 June 2011
Mason Securities Limited 茂宸證券有限公司 RO 6 16 March 2011 06 April 2011
Mason Securities Limited 茂宸證券有限公司 RO 1 16 March 2011 06 April 2011
Mason Securities Limited 茂宸證券有限公司 RE 6 20 January 2011 16 March 2011
Mason Securities Limited 茂宸證券有限公司 RE 1 20 January 2011 16 March 2011
China Everbright Capital Limited 中國光大融資有限公司 RO 6 08 October 2009 14 December 2010
China Everbright Capital Limited 中國光大融資有限公司 RO 1 08 October 2009 14 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 6 08 October 2009 13 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 08 October 2009 13 December 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 11 August 2009 08 October 2009
China Everbright Capital Limited 中國光大融資有限公司 RE 6 11 August 2009 08 October 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 11 August 2009 08 October 2009
China Everbright Capital Limited 中國光大融資有限公司 RE 1 11 August 2009 08 October 2009
Central China International Capital Limited 中州國際融資有限公司 RE 6 24 July 2009 29 July 2009
Central China International Capital Limited 中州國際融資有限公司 RE 1 24 July 2009 29 July 2009
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 6 24 November 2005 01 March 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 4 24 November 2005 01 March 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 1 24 November 2005 01 March 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 6 03 August 2005 24 November 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 4 03 August 2005 24 November 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RE 1 03 August 2005 24 November 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 01 April 2003 05 July 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 01 April 2003 05 July 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 01 April 2003 05 July 2005
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 9 01 April 2003 15 February 2005