SFC Licences of CHOW Mun Chung, Terence 周敏中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Advisory Asia Limited 標銀亞洲有限公司 | RO | 6 | 01 December 2014 | 11 January 2017 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RO | 4 | 01 December 2014 | 11 January 2017 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RO | 1 | 01 December 2014 | 11 January 2017 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 6 | 12 March 2009 | 14 July 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 4 | 12 March 2009 | 14 July 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 1 | 12 March 2009 | 14 July 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 14 January 2009 | 12 March 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 6 | 10 August 2006 | 01 October 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 12 July 2006 | 10 August 2006 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 30 March 2005 | 30 June 2006 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 01 April 2003 | 30 March 2005 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 01 April 2003 | 18 May 2004 |