SFC Licences of WONG Chi Nik, Frederick 黃自力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	6	30 August 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	4	30 August 2022
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	1	30 August 2022
BFIN Private Advisors (Hong Kong) Limited	RO	6	13 October 2016	01 September 2019
BFIN Private Advisors (Hong Kong) Limited	RO	1	16 November 2015	01 September 2019
BFIN Private Advisors (Hong Kong) Limited	RO	4	16 November 2015	01 September 2019
BFIN Private Advisors (Hong Kong) Limited	RE	4	16 July 2015	16 November 2015
BFIN Private Advisors (Hong Kong) Limited	RE	1	16 July 2015	16 November 2015
Macquarie Corporate (Hong Kong) Limited	RE	6	27 September 2013	31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	27 September 2013	31 March 2015
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	27 September 2013	31 March 2015
UBS Securities Hong Kong Limited	RE	6	07 June 2012	01 March 2013
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	12 May 2009	27 May 2010
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	12 May 2009	27 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	06 December 2007	10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	06 December 2007	10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	06 December 2007	10 December 2008
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司	RE	6	08 September 2005	16 September 2006
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	26 April 2004	24 August 2005
CSC Asia Limited 群益亞洲有限公司	RE	6	01 April 2003	13 April 2004
CSC Asia Limited 群益亞洲有限公司	RE	9	01 April 2003	30 March 2004
CSC Asia Limited 群益亞洲有限公司	RE	4	01 April 2003	30 March 2004