SFC Licences of NG Yuk Yeung, Paul 吳旭洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 07 July 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 07 July 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 07 July 2003 |
South China Capital Limited 南華融資有限公司 | RE | 4 | 01 April 2003 | 07 July 2003 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 01 April 2003 | 07 July 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 07 July 2003 |
South China Capital Limited 南華融資有限公司 | RE | 9 | 01 April 2003 | 07 July 2003 |