SFC Licences of CHOI Ho Yi, Phyllis 蔡可兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 06 April 2022 10 May 2023
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 06 April 2022 10 May 2023
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 RO 6 03 July 2017 10 May 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 09 December 2015 08 June 2017
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 26 October 2015 09 December 2015
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 30 January 2015 07 October 2015
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 05 September 2012 30 January 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 24 March 2010 27 July 2012
Optima Capital Limited 創越融資有限公司 RE 6 03 June 2009 13 February 2010
Optima Capital Limited 創越融資有限公司 RE 1 03 June 2009 13 February 2010
Mason Securities Limited 茂宸證券有限公司 RE 1 03 October 2007 27 September 2008
Mason Securities Limited 茂宸證券有限公司 RE 6 31 August 2007 27 September 2008
VC Capital Limited 滙盈融資有限公司 RE 6 29 September 2005 07 August 2007
South China Capital Limited 南華融資有限公司 RE 6 01 April 2003 20 September 2005
South China Capital Limited 南華融資有限公司 RE 9 01 April 2003 12 January 2004
South China Capital Limited 南華融資有限公司 RE 4 01 April 2003 12 January 2004