SFC Licences of NG Yuet Ha 伍月霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 04 July 2003 09 September 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 04 July 2003 30 July 2010