SFC Licences of LI Jin Hua 李晉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Bache (Hong Kong) Limited | RE | 2 | 04 September 2004 | 29 June 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 23 August 2004 | 29 June 2005 |
CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 02 February 2004 | 20 April 2004 |
Optima Capital Limited 創越融資有限公司 | RE | 6 | 23 July 2003 | 20 April 2004 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 23 July 2003 | 20 April 2004 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 April 2003 | 16 May 2003 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 6 | 01 April 2003 | 16 May 2003 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 9 | 01 April 2003 | 16 May 2003 |