SFC Licences of HA To Sun 夏道新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 17 February 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 17 February 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 07 February 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 07 February 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 07 February 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 07 February 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 07 February 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 07 February 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 07 February 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 07 February 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 07 February 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 07 February 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 07 February 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 07 February 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 07 February 2004