SFC Licences of YU Zhi 于志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KCG Fund Management Limited 寶通基金管理有限公司 | RO | 9 | 13 October 2023 | 31 December 2023 |
KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 26 May 2022 | 13 October 2023 |
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RO | 9 | 07 May 2019 | 28 February 2022 |
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 9 | 23 April 2019 | 07 May 2019 |
TC Capital Management Limited 天財資產管理有限公司 | RO | 9 | 06 November 2012 | 29 March 2019 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 06 March 2007 | 18 October 2012 |
Sinochem Kingsway Asset Management Limited | RE | 6 | 01 April 2003 | 25 April 2005 |
Sinochem Kingsway Asset Management Limited | RE | 9 | 01 April 2003 | 25 April 2005 |
Sinochem Kingsway Asset Management Limited | RE | 4 | 01 April 2003 | 29 July 2004 |