SFC Licences of LEE Hung Kee, Andy 李鴻基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 22 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 29 January 2008 22 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 29 January 2008 22 March 2011
Morgan Stanley Hong Kong Futures Limited RE 7 29 January 2008 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 29 January 2008 06 December 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 16 May 2007 08 January 2008
Macquarie Asia Securities Limited RE 2 16 May 2007 08 January 2008
Merrill Lynch Far East Limited RE 1 25 January 2007 07 February 2007
Merrill Lynch Futures (Hong Kong) Limited RE 2 06 May 2005 07 February 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 August 2003 07 February 2007
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 17 June 2003
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 17 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 17 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 17 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 17 June 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 17 June 2003