SFC Licences of YIM Yeuk King, Claire 嚴若瓊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 RE 4 24 March 2021 24 February 2022
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 RE 1 24 March 2021 24 February 2022
iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 RE 1 24 March 2021 30 April 2021
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 23 November 2016 16 April 2018
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 23 November 2016 16 April 2018
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 07 March 2008 25 June 2011
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 07 March 2008 25 June 2011
Bright Fund Management Limited 光明投資管理有限公司 RE 9 02 January 2007 27 February 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 4 02 January 2007 27 February 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 1 02 January 2007 27 February 2008
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 04 July 2006 17 November 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 9 04 July 2006 17 November 2006
JPMorgan Asset Management (Asia Pacific) Limited RE 4 04 July 2006 17 November 2006
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 01 April 2003 29 July 2005
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 01 April 2003 29 July 2005
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 6 01 April 2003 24 February 2004
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 01 April 2003 24 February 2004