SFC Licences of TSANG Ka Li 曾嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 24 August 2021 | 05 October 2022 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 20 April 2015 | 16 July 2018 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 20 April 2015 | 16 July 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 18 May 2005 | 10 January 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 August 2004 | 10 January 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 August 2004 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 August 2004 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 August 2004 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |