SFC Licences of TSANG Ka Li 曾嘉莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 24 August 2021 05 October 2022
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 20 April 2015 16 July 2018
Celestial Securities Limited 時富證券有限公司 RE 1 20 April 2015 16 July 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 18 May 2005 10 January 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 09 August 2004 10 January 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 01 April 2003 01 August 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 6 01 April 2003 01 August 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 01 April 2003 01 August 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 9 01 April 2003 16 December 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 4 01 April 2003 16 December 2003