SFC Licences of CHAN Kin Yu, Ronnie 陳建宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 9 | 12 April 2021 | |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 | RE | 4 | 12 April 2021 | |
| Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 01 August 2018 | |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 31 July 2017 | 06 July 2018 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 03 November 2014 | 31 July 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 November 2014 | 31 July 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 16 January 2014 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 15 February 2008 | 16 January 2014 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 08 September 2004 | 16 January 2014 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 08 September 2004 | 20 November 2010 |