SFC Licences of YUEN Ka Lai 阮嘉麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 20 November 2010 01 December 2015
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 02 November 2010 13 November 2013
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 15 May 2007 20 November 2010
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 07 June 2006 27 April 2007
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 April 2006 26 May 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 26 May 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 26 May 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 07 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 07 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 07 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 07 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 07 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003