SFC Licences of CHAN Kar Yin, Gabriel 陳嘉賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 1, 2, 4 26 September 2018 05 October 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 2 07 June 2018 26 September 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4 25 May 2018 26 September 2018
Generali Investments Asia Limited 忠利投資亞洲有限公司
RE 4, 5, 9 11 August 2016 30 April 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 03 June 2013 29 July 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 12 July 2010 29 July 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 12 July 2010 29 July 2016
Hang Seng Futures Limited 恒生期貨有限公司
RE 2, 5 15 January 2007 13 August 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 3 14 June 2004 07 November 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 01 April 2003 07 November 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1, 4 01 April 2003 07 November 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 6, 9 01 April 2003 04 June 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 01 April 2003 04 June 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 7 01 April 2003 15 August 2003