SFC licenceholder AIB797 SUEN Benny Hung Kit 孫雄傑
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 (Dealing in Securities) | 2014-11-20 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 (Providing Automated Trading Services) | 2009-06-09 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-06-09 | |
| UBS Securities Asia Limited | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2003-04-01 | 2009-04-22 |
| UBS Securities Asia Limited | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 9 (Asset Management) | 2003-04-01 | 2005-03-24 |
| UBS Securities Asia Limited | RE | 5 (Advising on Futures Contracts) | 2003-04-01 | 2005-02-04 |