SFC licenceholder AIB797 SUEN Benny Hung Kit 孫雄傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 (Dealing in Securities) 2014-11-20
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 (Providing Automated Trading Services) 2009-06-09 2013-11-01
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2009-06-09
UBS Securities Asia Limited RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2003-04-01 2009-04-22
UBS Securities Asia Limited RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 9 (Asset Management) 2003-04-01 2005-03-24
UBS Securities Asia Limited RE 5 (Advising on Futures Contracts) 2003-04-01 2005-02-04