SFC licenceholder AIB797 SUEN Benny Hung Kit 孫雄傑
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 16 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | [1] (Dealing in Securities) | 20 November 2014 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 June 2009 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [7] (Providing Automated Trading Services) | 09 June 2009 | 01 November 2013 |
| UBS Securities Asia Limited | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 April 2003 | 22 April 2009 |
| UBS Securities Asia Limited | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | [5] (Advising on Futures Contracts) | 01 April 2003 | 04 February 2005 |