SFC Licences of AU-YEUNG Yan Lun 歐陽欣麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	11 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	11 June 2019
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	02 May 2019	11 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	02 May 2019	11 June 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	22 November 2016	30 April 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	22 November 2016	30 April 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	05 September 2016	30 April 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	05 September 2016	22 November 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	05 September 2016	22 November 2016
Celestial Capital Limited 時富融資有限公司	RO	6	15 April 2015	22 August 2016
Celestial Capital Limited 時富融資有限公司	RO	1	15 April 2015	22 August 2016
LY Capital Limited 絡繹資本有限公司	RO	6	11 December 2013	30 March 2015
LY Capital Limited 絡繹資本有限公司	RO	1	11 December 2013	30 March 2015
Central China International Capital Limited 中州國際融資有限公司	RO	1	29 April 2009	30 November 2013
Central China International Capital Limited 中州國際融資有限公司	RE	1	02 February 2009	29 April 2009
Central China International Capital Limited 中州國際融資有限公司	RO	6	29 April 2008	30 November 2013
SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司	RE	6	05 October 2007	01 September 2008
Central China International Capital Limited 中州國際融資有限公司	RE	6	23 November 2004	29 April 2008
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	01 April 2003	28 October 2004