SFC Licences of CHAN Wan Yu, Tracy 陳韻如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 03 May 2004 | 24 June 2005 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 03 May 2004 | 24 June 2005 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 October 2003 | 29 April 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 29 April 2004 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 15 October 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |