SFC Licences of TAI Te-Chun 戴德群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司
RE 1, 2, 4, 5 06 September 2018
Merrill Lynch (Asia Pacific) Limited
RE 4 10 November 2011 11 May 2013
Merrill Lynch (Asia Pacific) Limited
RE 1 01 April 2003 11 May 2013
Merrill Lynch (Asia Pacific) Limited
RE 4, 6, 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited
RE 9 01 April 2003 25 January 2005