SFC Licences of TAI Te-Chun 戴德群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 06 September 2018 | 01 August 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 06 September 2018 | 01 August 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 06 September 2018 | 01 August 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 06 September 2018 | 01 August 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 11 May 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 11 May 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |