SFC Licences of LEE Shih-Hsin 李世欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 May 2020 | |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 December 2003 | 15 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 15 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 21 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 21 October 2003 |