SFC Licences of NG Wai Yan 吳惠茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 25 May 2017 | |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 25 May 2017 | |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 25 May 2017 | |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 08 February 2011 | 20 March 2017 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 08 February 2011 | 20 March 2017 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 11 January 2008 | 28 January 2011 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 11 January 2008 | 28 January 2011 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 01 April 2003 | 08 October 2003 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 01 April 2003 | 08 October 2003 |