SFC Licences of ROY Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 04 September 2015 | 31 December 2020 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 01 April 2003 | 23 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 7 | 01 April 2003 | 23 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 01 April 2003 | 23 June 2003 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 7 | 01 April 2003 | 23 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 6 | 01 April 2003 | 20 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 4 | 01 April 2003 | 20 June 2003 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 9 | 01 April 2003 | 20 June 2003 |
| SG Asset Finance (Hong Kong) Limited | RE | 9 | 01 April 2003 | 20 June 2003 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 5 | 01 April 2003 | 20 June 2003 |