SFC Licences of CHUY KON Alejandro Jose
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 08 October 2014 | 13 May 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 October 2014 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 08 October 2014 | |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 13 October 2008 | 27 September 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 June 2007 | 10 June 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 25 May 2007 | 10 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2007 | 10 June 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 14 April 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |