SFC Licences of HO Yiu Fai 何耀輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 11 July 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 11 July 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 11 July 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 10 June 2010 30 June 2011
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 7 10 June 2010 30 June 2011
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 10 June 2010 30 June 2011
Celestial Securities Limited 時富證券有限公司 RE 1 02 November 2009 03 June 2010
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 4 02 September 2009 08 October 2009
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 25 August 2009 08 October 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 25 February 2009 12 August 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 17 April 2007 04 January 2008
Quam Securities Limited 華富建業證券有限公司 RE 4 23 February 2006 15 January 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 08 November 2003 21 January 2006
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 01 April 2003 12 August 2003