SFC Licences of CHENG James Vincent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital International, Inc. | RE | 1 | 28 August 2017 | |
| Capital International, Inc. | RE | 9 | 02 July 2014 | |
| Capital Research Company | RE | 9 | 19 April 2006 | 02 July 2014 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 11 May 2004 | 25 February 2006 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 April 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 April 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 April 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 April 2004 |