SFC Licences of TAM Chiu Pang, Jaffe 譚超鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fiduciary Securities Limited 護信證券有限公司 | RO | 4 | 13 May 2022 | |
Fiduciary Securities Limited 護信證券有限公司 | RO | 1 | 13 May 2022 | |
Vanward International Securities Limited 萬和國際證券有限公司 | RO | 1 | 04 October 2019 | 30 April 2022 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 October 2004 | 18 September 2019 |