SFC Licences of CHAN Hiu Won 陳曉韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 January 2007 | 30 July 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 17 January 2007 | 30 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 January 2007 | 30 July 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 16 December 2006 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |