SFC Licences of TAY Soo Meng 鄭樹明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 10 January 2017 | 02 February 2021 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 10 January 2017 | 02 February 2021 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 10 January 2017 | 20 September 2018 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 10 January 2017 | 20 September 2018 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 1 | 12 October 2015 | 21 July 2016 |