SFC Licences of TAY Soo Meng 鄭樹明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 10 January 2017 02 February 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 10 January 2017 20 September 2018
Edmond de Rothschild Asset Management (Hong Kong) Ltd.
RE 1 12 October 2015 21 July 2016