SFC Licences of LU Huan 陸歡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 April 2003 28 June 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 April 2003 28 June 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 9 01 April 2003 31 December 2003