SFC Licences of KAN Kou Ming 簡教銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wilson Securities Limited 滙生證券有限公司 | RO | 4 | 25 February 2010 | 10 July 2010 |
Wilson Securities Limited 滙生證券有限公司 | RO | 1 | 25 February 2010 | 10 July 2010 |
Hafoo Securities Limited 哈富證券有限公司 | RO | 1 | 09 December 2009 | 10 July 2010 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 29 July 2008 | 30 October 2008 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 29 July 2008 | 30 October 2008 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 29 July 2008 | 30 October 2008 |
Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 01 April 2003 | 07 October 2003 |