SFC Licences of PANG Veronica Lai Mei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 13 August 2010 | 01 June 2011 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 13 August 2010 | 01 June 2011 |
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 13 August 2010 | 01 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 March 2006 | 31 March 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 26 January 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |