SFC Licences of CHAN Hau Yan 陳孝仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Premium International (HK) Limited | RE | 3 | 07 April 2005 | 30 April 2008 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 October 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 20 October 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 01 April 2003 | 11 August 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 11 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 7 | 01 April 2003 | 11 August 2003 |