SFC Licences of WONG Chi Kin 黃志堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 RE 9 20 May 2022
Huatai Asset Management (Hong Kong) Company Limited 華泰資產管理(香港)有限公司 RE 4 20 May 2022
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 9 16 December 2015 14 March 2022
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 4 16 December 2015 14 March 2022
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 24 November 2015 16 December 2015
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 24 November 2015 16 December 2015
Glenworth Capital Limited RO 9 30 January 2015 30 September 2015
Glenworth Capital Limited RO 4 30 January 2015 30 September 2015
Glenworth Capital Limited RE 9 16 December 2014 30 January 2015
Glenworth Capital Limited RE 4 16 December 2014 30 January 2015
Cube Capital HK Limited RO 9 18 March 2014 30 September 2014
Cube Capital HK Limited RO 4 18 March 2014 30 September 2014
Cube Capital HK Limited RE 9 20 August 2008 18 March 2014
Cube Capital HK Limited RE 4 20 August 2008 18 March 2014
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 9 12 December 2005 31 July 2008
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 RE 4 12 December 2005 31 July 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 09 October 2003 03 December 2003
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 29 August 2003 03 December 2003
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 01 April 2003 13 August 2003
Cepa Alliance Securities Limited 世博證券有限公司 RE 6 01 April 2003 12 August 2003
Cepa Alliance Securities Limited 世博證券有限公司 RE 7 01 April 2003 21 July 2003