SFC Licences of YANG Te Hau 楊得灝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司 RO 6 13 September 2017
ABCI Capital Limited 農銀國際融資有限公司 RO 1 13 September 2017
ABCI Capital Limited 農銀國際融資有限公司 RE 6 09 May 2017 13 September 2017
ABCI Capital Limited 農銀國際融資有限公司 RE 1 09 May 2017 13 September 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 9 25 October 2016 19 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 6 25 October 2016 19 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 25 October 2016 19 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 25 October 2016 19 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 23 April 2015 25 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 23 April 2015 25 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 02 June 2011 25 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 04 March 2011 25 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 6 30 November 2007 04 March 2011
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 10 July 2006 30 November 2007
CNI Global Capital Limited 中國北方環球資本有限公司 RE 6 02 February 2004 01 April 2006
Optima Capital Limited 創越融資有限公司 RE 6 06 October 2003 07 May 2004
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 01 April 2006
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 09 July 2003