SFC Licences of LAU Shing 劉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 04 September 2013 | 28 February 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 04 September 2013 | 28 February 2014 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 08 June 2007 | 06 November 2013 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 01 April 2003 | 03 August 2005 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 01 April 2003 | 03 January 2005 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 9 | 01 April 2003 | 03 January 2005 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 6 | 01 April 2003 | 05 June 2004 |