SFC Licences of NICHOLSON John Marshall 凌瀚燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 11 March 2015 12 June 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 11 March 2015 12 June 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 March 2015 12 June 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 17 January 2014 03 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 14 August 2012 03 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 14 August 2012 03 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 02 May 2012 14 August 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 May 2012 14 August 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 27 September 2007 28 February 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 27 September 2007 28 February 2012
BOCI Securities Limited 中銀國際證券有限公司 RO 1 27 September 2007 28 February 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 24 January 2007 27 September 2007
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 24 January 2007 27 September 2007
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 January 2007 27 September 2007
Macquarie Corporate (Hong Kong) Limited RE 6 29 July 2005 23 December 2006
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 29 July 2005 23 December 2006
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 29 July 2005 23 December 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 15 May 2004 31 January 2005
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 May 2004 31 January 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 October 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 October 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 15 October 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 15 October 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003