SFC Licences of CHEUNG Wai Kan, Christine 張蔚瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gavekal Capital Limited RE 9 02 May 2013
Marshall Wace Gavekal Asia Limited RE 9 12 September 2012 30 April 2013
RimAsia Capital Partners (Hong Kong) Limited RO 9 22 November 2006 17 October 2008
RimAsia Capital Partners (Hong Kong) Limited RO 4 22 November 2006 17 October 2008
RimAsia Capital Partners (Hong Kong) Limited RE 9 23 March 2006 22 November 2006
RimAsia Capital Partners (Hong Kong) Limited RE 4 23 March 2006 22 November 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 02 April 2004 03 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 02 April 2004 03 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 April 2004 03 February 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 02 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 02 March 2004
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 10 June 2003