SFC Licences of MAK Yuen Man, Marian 麥沅雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 24 January 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 January 2010 | 24 January 2017 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 January 2010 | 06 December 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 10 March 2005 | 10 April 2007 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 10 March 2005 | 10 April 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 10 April 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 10 March 2005 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 4 | 01 April 2003 | 21 August 2003 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 6 | 01 April 2003 | 21 August 2003 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 21 August 2003 |
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 | RE | 9 | 01 April 2003 | 21 August 2003 |