SFC Licences of SO Kin 蘇健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	9	15 December 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	4	15 December 2023
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司	RO	1	15 December 2023
HC Securities (HK) Limited 海川證券(香港)有限公司	RO	9	21 December 2021	19 November 2023
HC Securities (HK) Limited 海川證券(香港)有限公司	RO	4	21 December 2021	19 November 2023
HC Securities (HK) Limited 海川證券(香港)有限公司	RO	1	21 December 2021	19 November 2023
Open Securities Limited 開盤證券有限公司	RO	4	14 September 2020	31 October 2021
Open Securities Limited 開盤證券有限公司	RO	1	14 September 2020	31 October 2021
Open Securities Limited 開盤證券有限公司	RE	2	14 September 2020	31 October 2021
Open Asset Management Limited 開盤資産管理有限公司	RO	9	09 September 2020	31 October 2021
Open Asset Management Limited 開盤資産管理有限公司	RO	4	09 September 2020	31 October 2021
Open Asset Management Limited 開盤資産管理有限公司	RE	9	13 July 2020	09 September 2020
Open Asset Management Limited 開盤資産管理有限公司	RE	4	13 July 2020	09 September 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	4	16 October 2018	03 April 2020
Hao Tian International Futures Limited 昊天國際期貨有限公司	RE	2	06 September 2018	03 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	9	27 June 2018	03 April 2020
Hao Tian International Securities Limited 昊天國際證券有限公司	RO	1	27 June 2018	03 April 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RE	9	19 June 2018	27 June 2018
Meta Elephant Capital Limited 元象資本有限公司	RO	9	10 February 2017	15 June 2018
Meta Elephant Capital Limited 元象資本有限公司	RO	4	10 February 2017	15 June 2018
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	9	04 January 2016	13 December 2016
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	4	04 January 2016	13 December 2016
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司	RO	1	04 January 2016	13 December 2016
D'Asie Asset Management Limited 達則資產管理有限公司	RO	9	24 September 2015	31 December 2015
D'Asie Asset Management Limited 達則資產管理有限公司	RO	4	24 September 2015	31 December 2015
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	9	13 March 2012	31 July 2015
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	1	28 September 2009	31 July 2015
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	9	23 January 2007	31 July 2015
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	29 July 2003	31 July 2015