SFC Licences of LAM Vanessa Yuk Yee 林玉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Old Peak Limited | RE | 9 | 03 November 2006 | 29 May 2009 |
Old Peak Limited | RE | 5 | 03 November 2006 | 29 May 2009 |
Old Peak Limited | RE | 4 | 03 November 2006 | 29 May 2009 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 26 August 2006 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |