SFC Licences of DO Ka Fai 杜家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 11 December 2003 | |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 29 May 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 29 May 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 29 May 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 29 May 2003 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 29 May 2003 |