SFC Licences of CHAU Ho Hei 巢皓熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 13 September 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 13 September 2021
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 16 November 2015 19 March 2021
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 16 November 2015 19 March 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 14 June 2012 16 November 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 16 November 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 28 September 2009 10 April 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 28 September 2009 10 April 2013
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 July 2005 21 April 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 07 July 2004 21 April 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 19 November 2003 03 July 2004
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 03 July 2004