SFC Licences of RUTHERFORD Duncan Ross

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 06 December 2004 23 September 2008
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 9 01 April 2003 21 April 2003
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 4 01 April 2003 21 April 2003
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 6 01 April 2003 21 April 2003
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 01 April 2003 21 April 2003