SFC Licences of LAU Ka Lee, Alice 劉嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 | RE | 4 | 07 September 2006 | 31 July 2009 |
| Henik Securities Limited 恒億證券有限公司 | RE | 1 | 30 July 2005 | 12 May 2006 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 19 May 2004 | 21 February 2005 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 23 September 2003 | 30 April 2004 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 01 April 2003 | 18 June 2003 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 6 | 01 April 2003 | 18 June 2003 |