SFC Licences of WU Shung Shan, Samuel 鄔崇山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 07 May 2012 | 10 November 2017 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |