SFC Licences of YEUNG Hau Kin 楊孝堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 19 April 2005 | 29 July 2006 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 12 December 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 05 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 05 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 05 November 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |