SFC Licences of HOW Sze Ming 侯思明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Patrons Capital Limited 百惠資本有限公司	RO	6	16 January 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RO	6	28 April 2016	30 August 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RO	1	28 April 2016	30 August 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	14 March 2016	28 April 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	14 March 2016	28 April 2016
Yi Shun Da Capital Limited 易順達融資有限公司	RO	6	04 November 2015	10 January 2016
Yi Shun Da Capital Limited 易順達融資有限公司	RO	1	04 November 2015	10 January 2016
CMB International Capital Limited 招銀國際融資有限公司	RO	6	07 September 2010	30 June 2015
CMB International Capital Limited 招銀國際融資有限公司	RO	1	07 September 2010	30 June 2015
CMB International Capital Holdings Corporation Limited	RO	6	08 April 2010	05 May 2011
CMB International Capital Holdings Corporation Limited	RO	1	08 April 2010	05 May 2011
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	09 April 2009	18 February 2010
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	09 April 2009	18 February 2010
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司	RE	6	02 May 2007	30 September 2008
ICEA Capital Limited 工商東亞融資有限公司	RE	6	09 June 2006	01 April 2009
ICEA Capital Limited 工商東亞融資有限公司	RE	1	09 June 2006	01 April 2009
CCB International Capital Limited 建銀國際金融有限公司	RE	6	17 January 2005	25 May 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	1	17 January 2005	25 May 2006
Haitong International Capital Limited 海通國際資本有限公司	RE	6	01 April 2003	23 December 2004
Haitong International Capital Limited 海通國際資本有限公司	RE	4	01 April 2003	08 January 2004