SFC Licences of YUNG Sai Kuen 翁世權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司 RO 1 30 March 2017 30 June 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 10 August 2011 27 October 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 25 May 2006 30 March 2010
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 25 May 2006 30 March 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 01 April 2003 23 February 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 01 April 2003 01 September 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 6 01 April 2003 01 September 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 4 01 April 2003 16 December 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 9 01 April 2003 16 December 2003