SFC Licences of LAU Yan Ki, Patricia 劉恩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse AG | 4 | 17 June 2019 | ||
Credit Suisse AG | 1 | 17 June 2019 | ||
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 04 May 2018 | 29 March 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 04 May 2018 | 29 March 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 04 May 2018 | 29 March 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 19 February 2013 | 04 May 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 June 2009 | 04 May 2018 |
UBS Securities Asia Limited | RE | 1 | 26 May 2005 | 15 April 2009 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |